BA 382 - Financial Inst & Investment Advising

Analysis of various investment theories within securities’ markets emphasizing valuation techniques and portfolio management. Within the confines of Securities & Exchange Commission and appropriate regulatory guidelines, students are prepared for investment advisor registration and licensing, to include the Series 65 exam. Additionally, students receive experience developing and implementing wealth management plans.

Credits: 4

Clock Hours - (Lect-Lab): (4-0)

Prerequisites: BA 380 (minimum grade of C-)